The annotations for the Little Mermaid fairy tale are below. Sources have been cited in parenthetical references, but I have not linked them directly to their full citations which appear on the Little Mermaid Bibliography page. I have provided links back to the Annotated Little Mermaid to facilitate referencing between the notes and the tale.
1. Blue: Blue is the
dominant color of this story, thanks in part to its watery
setting. Blue represents the little mermaid's underwater world all
the way to the color of her eyes and the sand. Notice how often
the color is used to describe an element of the little mermaid's
world as you read the story.
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2. Sea King: Note that while describing a utopian underwater world, Andersen has still given the kingdom a hierarchy with a king, princesses and subjects. The little mermaid's beautiful home and social standing within it make it hard to understand why she would want to leave it. Andersen's story explains that only eternal salvation is preferrable.
The best known Sea King in European folklore is from Russia. Two highly recommended books with stories about the Sea King are:
Yolen, Jane and Shulamith Oppenheim. The Fish Prince and Other Stories. Paul Hoffman, illustrator. Northampton, MA: Interlink Pub Group,
2001.
Buy the book in hardcover. or Buy the book in paperback.
Shepard, Aaron. The Sea King's Daughter: A Russian Legend. Gennady Spirin, illustrator. New York: Atheneum, 1997.
Buy the book in hardcover. or Buy the book in paperback.
3. Youngest: Andersen maintains the common
folklore pattern of telling the youngest sibling's story.
Traditional folklore is primarily interested in only children or
youngest siblings.
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4. Fish’s tail: Mermaids are not always portrayed as having fish tails in
folklore. Some mermaids are portrayed as appearing fully human
although they live in the water, not on land. The little mermaid's
tail is pivotal to Andersen's story, however.
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5. Red: Red is the
other dominant color of the story, surpassed only by blue. Red
represents the worlds above the water, describing the sun in the
heavens and the world it shines upon. Red also appears in the
little mermaid's things under the water, such as her flower
garden, representing her hunger for the worlds above the water.
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6. Sun: The sun, often
described as glowing red, could almost be considered a secondary
character in the tale, it is so frequently mentioned and
described. The sun represents the earth and the heavens, the two
worlds above the mermaid's own and the ones she aspires to
join.
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7. Strange child, quiet and thoughtful: One has the feeling that Andersen was also a strange child,
quiet and thoughtful, especially when he was writing stories. The
little mermaid represents Andersen in part.
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8. Beautiful marble statue: Illustrators often portray the little mermaid in the company of
her marble statue. See the Illustrations of Little Mermaid page to view some of these illustrations.
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9. Fifteenth year: Fifteen and sixteen are often considered ages of ripening
maturity and marriageable ages for young women in many
cultures.
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10. Mermaid: Mermaids were popular during Andersen's time, appearing in story and song. Consequently, Andersen was very familiar with mermaid folklore when he wrote this tale. He uses many folkloric elements in the tale, but moves away from tradition when it suits his purpose to do so.
Mermaids have been part of folklore at least since medieval times,
possibly developing from ancient mythology. Some scholars believe
mermaid tales developed from the imagery of Aphrodite, the goddess
of love who emerged from the sea. Another possible source is the
Chadean sea god Oannes. "It has been suggested that glimpses of
sea-dwelling mammals such as the dugong or manatee, which suckle
their young above the water's surface, contributed to the
credibility of the lore" (Jones 1995, 301). The male counterpart
of a mermaid is a merman.
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11. City: Andersen lived in Copenhagen on Nyvahn
Street, a street that "starts at the harbor and runs along both
sides of a canal where fishing vessels were moored," when he
wrote The Little Mermaid. (Frank 2003, 103).
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12. Wild swans: Andersen loved the transformative qualities of swans as they
grow from awkward goslings to beautiful adults. Swans have primary
roles in two of his other more popular tales, The Ugly Duckling and The Wild Swans. Here the swans symbolize the little mermaid's continuing
transformations throughout the story. As the swans fly towards the
sun and the heavens, they foreshadow the mermaid's own fate.
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13. Vines: While this translation only uses the
word vines, the original Danish refererences grapevines.
Grapevines are not common in Denmark, but are familiar in Italy.
Andersen loved Italy's landscapes and often incorporated their
elements into his settings (Frank 2003, 103).
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14. More beautiful voices than any human being could have: Mermaid folklore tells of mermaids luring sailors to their deaths
with their beautiful singing. Seeing a mermaid on a voyage was
considered bad luck and an omen of severe misfortune, perhaps even
a shipwreck (Jones 1995, 300). When one considers the entire tale,
the little mermaid's later appearance to the ship foreshadows
tragedy. A shipwreck occurs, killing most of the sailors. The
prince survives only through the care of the little mermaid.
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15. Begging the sailors not to fear if they sank to the
bottom:"In some traditions they [mermaids] are eager to drag mortals,
especially the young men who are most susceptible to their charms,
under the sea with them, where they keep their souls trapped in
cages" (Jones 1995, 300). Andersen does not use this part of
mermaid folklore, instead portraying his mermaid sisters as
innocently wanting to share their beautiful home, little thinking
of the unavoidable death by drowning the sailors would face.
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16. I know that I shall love the world up there, and all the people
who live in it: One of the most popular interpretations of The Little Mermaid concerns Andersen's desire to enter a higher social rank and be
embraced by those in it. The mermaid's painful sacrifices are
likened to Andersen's own suffering and failures as he fought for
his desired place in the world, out of the lower class he was born
into. This interpretation is also used for another popular
Andersen tale, The Ugly Duckling. Andersen claimed
that The Little Mermaid was the only one of this fairy
tales which moved him as he wrote it.
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17. She could look in through clear glass window-panes:"Fascinated by what is above the surface, by the unknown, and by
the forbidden, she [the little mermaid] shows an investigative
curiosity lacking in many fairy-tale heroines" (Tatar 2002,
311).
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18. A young prince, the most beautiful of all: Andersen keeps to fairy tale tradition by giving the mermaid,
herself a sea princess, a handsome prince to love. Royal main
characters are common in romantic fairy tales. Note that in
Andersen's world view the land prince is still of a higher station
than the sea-princess who dwells in the world under the sea.
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19. He would have died had not the little mermaid come to his
assistance: The mermaid, while perhaps portending the wreck through her
presence, saves the prince from drowning instead of leading him to
his doom as more traditional mermaids would.
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20. Wished: In
some mermaid folklore, mermaids have the ability to grant wishes,
usually three. The little mermaid is not blessed with this ability
by Andersen.
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21. We have not immortal souls, we shall never live again: Andersen was devoted to conveying Christian themes in his
writing. In many Christian traditions, supernatural creatures do
not have a soul or the chance of eternal salvation. Andersen
expressed his belief in the importance of eternal salvation by
giving his little mermaid a strong desire for immortality and
providing a way for her to obtain it.
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22. Soul: About 50 years after The Little Mermaid was published, Oscar Wilde published his own mermaid story, The Fisherman and His Soul. In this tale, a fisherman falls in love with a mermaid and
seeks to give up his soul so she will accept him as a lover.
Wilde's story incorporates mermaid lore and also appears to be
somewhat of a reaction to Andersen's tale.
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23. Unless a man were to love you so much that you were more to him than his father or mother; and if all his thoughts and all his love were fixed upon you: According to the undine legends, an undine could only gain an immortal soul by marrying a mortal and bearing him a child. One of the most famous undine stories is Undine, by Friedrich de La Motte Fouque.
In Disney's film version of the tale, the little mermaid is not
seeking immortality, only earthly love. Her curse of death will be
lifted if she is kissed by the prince within a certain time frame;
he doesn't have to marry her. Although in a Disney film, it is
implied that kissing equals love and that love equals a marriage
proposal.
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24. Legs: Traditional mermaid folklore provides
different accounts of the mermaids' ability to live out of the
water. In some traditions, the mermaid cannot live long out of the
water. In other traditions, mermaids have the ability to take on
human form--including transforming a tale into two legs--to live
on land. The desire to return to the water is strong, often
resulting in the mermaid leaving forever even if a lover and/or
family has been created in the time she has spent on land (Jones
1995, 300).
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25. Voice: The little mermaid's voice is her means of artistic expression, just as Andersen's writing was his. Scholars often correlate Andersen's fear of losing his talent, or at least not having it recognized, with the mermaid's loss of her voice. When the mermaid loses her voice, she loses the opportunity for the prince to recognize and love her. She sacrifices the very thing she needs to help the prince fall in love with her. Andersen hoped his writing would help people love and accept him. Fortunately, it did.
Critic Christine Fell states that the little mermaid's loss of
voice conveys her aloneness in both worlds. "When she had her
voice she could not communicate with her own people because her
ways of thinking were remote from theirs. Now that she has lost
the means of communication she finds the prince, and it is
indicated that he had the degree of understanding to share and
respond to the little mermaid's thoughts and hopes, if the
machinery of communication were not absent" (Fell 1967, 85).
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26. Sea witch: While the sea witch is made terrifying through Andersen's
description of her habitat, the Disney version makes the hag a
much greater villain and nemesis to the little mermaid. Ursula, as
she is named in the movie, is large and ugly, with the tentacles
of an octopus. She actively battles to keep Disney's mermaid,
Ariel, from winning her prize. Andersen's witch appears to already
know the future and doesn't feel the need to manipulate it any
more after her initial meeting with the little mermaid. She is a
facilitator, not a villain in the traditional sense.
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27. Built with the bones of shipwrecked human beings: The sea witch's home provides opposition to the story's theme of
eternal life. "The marsh in which she [the sea witch] resides and
the bones of the human folk supporting her house all point to a
regime that emphatically displays human mortality and bodily
decay" (Tatar 2002, 303). Baba Yaga, a witch in Russian folklore,
dwells in a house made of bones.
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28. Weeping of a crocodile: "European travellers reported back to the Old World that the
crocodile moaned and sighed as though in pain to lure its victims
and even wept over their carcasses as it devoured them; hence the
phrase 'crocodile tears,' denoting insincere grief" (Jones 1995,
127).
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29. Slaves: While Denmark did participate in the
African slave trade, it never had slaves in the country itself,
only serfs. Denmark's role in the slave trade had been outlawed in
1803 before Andersen's time (Frank 2003, 104).
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30. Clapped his hands: Andersen loved the sound of applause in his honor. In The Fairy Tale of My Life, his autobiography, he described his joy when one of his first
plays, Love at St. Nicholas' Tower, was applauded in the
theatre. He explains that he ran from the theatre in joy and tears
when the audience applauded him and shouted "Long Live!" (Frank
2003, 103).
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31. Performed some pretty fairy-like dances: Andersen yearned to be part of the theatrical world after his first trip to the theatre at the age of seven. Interestingly enough, that first visit was to a performance of Das Donauweibschen, a comic opera about a water nymph. Andersen later wrote: "From the day I say my first play my entire soul was burning for this art. I still remember how I could sit for days completely alone in front of the mirror, with an apron over my shoulders instead of a knight's cloak, playing Das Donauweibschen ...I soon learned Danish plays by heart...and I also began to write plays" (Frank 2003, 103).
In his teens, Andersen worked as an extra with the Royal Theatre ballet in his attempts to be on the stage in some form.
The Little Mermaid was interpreted as a ballet in 1913,
years after Andersen's death. The main role was danced by the
great-granddaughter of one of Andersen's greatest patrons, Jonas
Collins.
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32. Each time her foot touched the floor it seemed as if she trod
on sharp knives: The little mermaid is not the only one of Andersen's characters
to experience pain when walking or dancing. The main character
in The Red Shoes is cursed to dance herself to death
while wearing red dancing shoes. Some scholars believe Andersen
adapted this curse from the punishment the wicked stepmother
receives in Snow White and the Seven Dwarfs. Andersen's interest in feet and footwear might be more than
folkloric since he was the son of a cobbler. Nevertheless,
footwear is often important in fairy tales, such as many Cinderella stories and the Shoemaker and the Elves.
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33. Sleep at his door, on a velvet cushion: The
little mermaid has become the prince's pet, sleeping on a velvet
cushion at his door. This does not bode well for her desire to be
his passionate love. She has his affection only as a cherished
plaything and companion.
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34. He had a page’s dress made for her, that she might
accompany him on horseback: While Mrs. Paull chose the word dress to describe the
page's costume, the outfit is really a uniform for a male page.
The little mermaid is crossing gender lines by wearing men's
clothing and going horseback riding with him (Tatar 2002, 302).
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35. He loved her as he would love a little child, but it never came
into his head to make her his wife: Author Rosellen Brown explains the prince's inability to love
the little mermaid: She "is deprived of her voice, of her
personality, her self, left only with her looks, which are
captiviating but (to the prince's eternal credit) insufficient
compared to the pleasure of a complete speaking woman. The mermaid
is a beautiful and loving husk and her longing is forever
unrequited" (Brown 1998, 62).
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36. She dreamed of human happiness and an immortal soul: Andersen, too, dreamed of happiness in his life and ultimate
immortality. While happiness in his own life was fleeting, often
due to his own insecurities and failures in love, it is safe to
say he has achieved immortality in our world through his popular
fairy tales.
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37. The knife trembled in the hand of the little mermaid: then she
flung it far away from her into the waves: The little mermaid is not a violent being, unlike some mermaids
in folklore, and cannot cause the death of another, especially the
man she loves. She has also saved his life once before and cannot
bring herself to now end it.
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38. She cast one more lingering, half-fainting glance at the
prince, and then threw herself from the ship into the sea, and
thought her body was dissolving into foam: Marina Warner criticizes the tale as a negative message about
feminine love and duty. The tale shows that as a woman being
voluntarily silenced, "cutting out your tongue is still not
enough. To be saved, more is required: self-obliteration,
dissolution" (Warner 1994, 398).
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39. Daughters of the air: Andersen's working title for the tale was "Daughters of the
Air."
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40. But the daughters of the air, although they do not possess an
immortal soul, can, by their good deeds, procure one for
themselves: Andersen wrote in a letter to a friend: "I have not, like de la
Motte Fouquet in Undine, let the mermaid's gaining an immortal soul depend on a
stranger, on the love of another person. It is definitely the
wrong thing to do. It would make it a matter of chance and I'm not
going to accept that in this world. I have let my mermaid
take a more natural, divine path" (Frank 2003, 104).
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41. Three hundred years: Note that the waiting period for obtaining an immortal soul is
the same as the normal life expectancy of a mermaid as described
earlier in the story.
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42. But when we see a naughty or a wicked child, we shed tears of sorrow, and for every tear a day is added to our time of trial!: This ending has upset many critics of the tale. They believe that this final message is more frightening than any other presented in the tale. The story unfortunately descends into the Victorian moral tales written for children to scare them into good behavior. P. L. Travers, author of Mary Poppins and noted folklore commentator, perhaps said it best:
"But--a year taken off when a child behaves; a tear shed and a day
added whenever a child is naughty? Andersen, this is blackmail.
And the children know it, and say nothing. There's magnanimity for
you" (Travers 1979, 93).
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